FINRA (NASD) firms must offer firm element ce Continuing Education to their brokers and representatives. Series 7, Series 6, Series 24 and other reps must take ongoing securities continuing education and firm element training. CE can include ethics, suitability, supervision, trading and other contining education modules for FINRA regulation
Monday, November 17, 2008
Principal Manager Firm Element CE - Supervisor FINRA Continuing Education
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Insurance Ce Courses Online – Hurry up! Online Title Academy of New Jersey offers insurance Ce courses online for you at very affordable price. For more info visit my website http://online.titleacademyofnewjersey.com/course.php
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